Barclays Capital Fined $325K for Supervisory Failures
Barclays Capital Inc. has agreed to pay a $325,000 fine and accept a censure to settle charges filed by the Financial Industry Regulatory Authority (FINRA).
forexpolicy
forexpolicy
Barclays Capital Inc. has agreed to pay a $325,000 fine and accept a censure to settle charges filed by the Financial Industry Regulatory Authority (FINRA).
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